Online Courses

Rule 10b-5 and Civil Liabilities; Insider Trading; Section 16

Original Date(s): June 21-22, 2007
Segment Runtime: 01:23:06
Speakers: Thomas Lee Hazen, Alan J. Berkeley, Kevin V. Haynes, M. Patricia Oliver

The audio file contains the following coursebook chapters and/or handouts:

Chapter: Insider Trading under Rule 10b-5

Chapter: The Jurisprudence of Rule 10b-5

Chapter: Form of Summary Memorandum and Sample Corporate Policy On Insider Trading

Chapter: Notes on Deregistration of Securities under the Securities Exchange Act of 1934

Chapter: Overview of Section 16

Chapter: Civil Liabilities to Private Parties under 1934 Act

Chapter: Civil Liabilities to Private Parties under Sections 11 and 12 of the 1933 Act

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